Build a trusted financial planning practice — from client communications to educational content to compliance-aware marketing
Financial Planning & Wealth Management is the definitive AI framework for CFPs, RIAs, wealth managers, and financial advisors. It covers the full financial planning practice lifecycle: practice positioning, compliance-aware marketing, client onboarding, educational content, client communications, prospect nurturing, and referral systems. Every prompt is calibrated for the trustworthy, fiduciary, compliance-aware language that financial services require.
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All 44 prompts · All 5 modules
"The market commentary template is exactly what I needed — educational, calm, and compliant. My clien..."
CFP · Independent RIA, Retirement Specialist
Need expert implementation?
Hire an OrchestratorConnect with a certified Prompt.Doctor Orchestrator to deploy this framework for you.
No coding required. You will use ChatGPT or Claude as your AI tool. Follow these steps in order — do not skip ahead.
Purchase & download the framework
Click the buy button on this page. After checkout, click the and hit Download .zip. Unzip it on your computer — you'll see a .md file and a .pdf file. The .pdf is easy to read. The .md file is what you'll copy prompts from.
Open ChatGPT or Claude in a new browser tab
Go to chat.openai.com (ChatGPT) or claude.ai (Claude) — either works. Start a new conversation. Keep this framework page open in another tab so you can copy prompts from it. You'll be switching between the two tabs throughout this process.
Write down your brief before touching any prompt
Every prompt in this framework has [BRACKETED] placeholders like [STUDIO NAME], [STYLE SPECIALTY], [CITY]. Before you run a single prompt, open a notes app and write down your real answers for each placeholder. You'll paste these in every time you see a bracket — having them ready saves time and keeps your outputs consistent across all stages.
Stage 1 — Practice Brand System
Go to the above and filter to Practice Brand System. You'll see a list of prompts. Click the copy button on the first one, switch to your ChatGPT or Claude tab, paste it in, and replace every [BRACKET] with your real business info. Hit send. When the AI responds, copy that response and save it — that's your finished content for your website homepage, About page, and brand materials. Repeat for each prompt in this stage before moving to the next stage.
Stage 2 — Client Onboarding System
Go to the above and filter to Client Onboarding System. You'll see a list of prompts. Click the copy button on the first one, switch to your ChatGPT or Claude tab, paste it in, and replace every [BRACKET] with your real business info. Hit send. When the AI responds, copy that response and save it — that's your finished content for your marketing materials and business content. Repeat for each prompt in this stage before moving to the next stage.
Stage 3 — Financial Education Content System
Go to the above and filter to Financial Education Content System. You'll see a list of prompts. Click the copy button on the first one, switch to your ChatGPT or Claude tab, paste it in, and replace every [BRACKET] with your real business info. Hit send. When the AI responds, copy that response and save it — that's your finished content for your social media posts, captions, and content calendar. Repeat for each prompt in this stage before moving to the next stage.
Stage 4 — Client Communication System
Go to the above and filter to Client Communication System. You'll see a list of prompts. Click the copy button on the first one, switch to your ChatGPT or Claude tab, paste it in, and replace every [BRACKET] with your real business info. Hit send. When the AI responds, copy that response and save it — that's your finished content for your email campaigns, follow-up sequences, and client communications. Repeat for each prompt in this stage before moving to the next stage.
Stage 5 — Growth & Referral System
Go to the above and filter to Growth & Referral System. You'll see a list of prompts. Click the copy button on the first one, switch to your ChatGPT or Claude tab, paste it in, and replace every [BRACKET] with your real business info. Hit send. When the AI responds, copy that response and save it — that's your finished content for your review request emails, testimonial pages, and referral campaigns. Repeat for each prompt in this stage before moving to the next stage.
Optional: Build the full AI-powered app in an AI website builder
If you want to go beyond copy-paste and build a real web app (booking system, client portal, automated email sequences), open an AI website builder such as Airo. Go to the , copy the Orchestrator Prompt, paste it into the AI chat, and it will build the entire app structure for you automatically.
5 modules · 44 prompts · 5 workflow stages
Practice Brand System
Financial planning practice positioning (niche: retirees/business owners/young professionals/executives), fiduciary value proposition, compliance-aware website copy (homepage, about, services, ADV disclosure), and niche specialization framework.
8 promptsClient Onboarding System
Financial planning discovery questionnaire (goals, values, current situation, concerns), first meeting agenda, financial planning engagement letter framework, and new client welcome sequence.
9 promptsFinancial Education Content System
Educational content templates for: retirement planning, tax planning, estate planning, investment basics, Social Security optimization, Medicare planning, college funding, insurance needs, business succession, and behavioral finance. Each includes key concepts, common mistakes, and action steps.
10 promptsClient Communication System
Quarterly review meeting agenda, market commentary email (non-predictive, educational), annual financial planning letter, life event communication (marriage, divorce, inheritance, job change), and year-end tax planning checklist.
10 promptsGrowth & Referral System
Client referral program copy, COI (accountant/attorney) outreach email, prospect nurture email sequence (5-touch), seminar/webinar invitation copy, and LinkedIn thought leadership content.
7 promptsWrite a homepage for [ADVISOR NAME], a [CFP/RIA/Wealth Manager] specializing in [NICHE, e.g., pre-retirees/business owners/tech executives] in [LOCATION]. Compliance requirements: no performance guarantees, no specific return promises, include required disclosures. Requirements: 1) Hero headline: speak to the client's goal or concern — not the advisor's credentials, 2) Who we serve: specific description of the ideal client (not demographics — a life situation), 3) Our approach: 3-step process in plain language, 4) Why fiduciary matters: explain fiduciary duty in one plain-language sentence, 5) About: 3 sentences on credentials and why this advisor does this work, 6) CTA: "Schedule a Complimentary Consultation." Include: ADV disclosure placeholder, "past performance does not guarantee future results" placement. Tone: trustworthy, clear, client-first.
Write a quarterly market commentary email for [ADVISOR NAME]'s clients. Requirements: 1) Subject line: educational, not alarming (avoid "market crash," "recession," "danger"), 2) Market summary: what happened in markets this quarter in plain language (no jargon), 3) Context: put the quarter in historical perspective — normalize volatility, 4) What it means for clients: behavioral guidance (stay the course, rebalance if appropriate, don't react to headlines), 5) Planning opportunity: one specific planning action clients should consider this quarter, 6) Reminder: "Your plan was built for markets like this," 7) CTA: "Questions? Schedule a call." Compliance note: no market predictions, no specific return expectations. Tone: calm, educational, reassuring.
Write a client educational article on [RETIREMENT TOPIC, e.g., "When Should You Claim Social Security?" or "The Sequence of Returns Risk"]. Requirements: 1) Opening: a specific scenario that makes the topic real (a couple, a decision, a consequence), 2) The concept: plain-language explanation — no jargon, 3) The key variables: what factors affect the decision, 4) Common mistakes: 2–3 specific mistakes people make, 5) The framework: how to think about this decision, 6) Action steps: 3 specific things readers can do now, 7) Disclaimer: "This is educational content, not personalized advice. Consult your financial planner." Length: 600–800 words. Tone: educational, practical, trustworthy.
system
8 prompts
workflow
16 prompts
templates
20 prompts
"The market commentary template is exactly what I needed — educational, calm, and compliant. My clients say it's the most reassuring communication they receive during volatile markets."
CFP
Independent RIA, Retirement Specialist
"The client discovery questionnaire surfaces the values and concerns that drive financial decisions — not just the numbers. Our planning conversations are completely different now."
Wealth Manager
Multi-Family Office
All 44 prompts across 5 modules are unlocked for your account.
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